Privacy Policy

This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

INFORMATION WE COLLECT

Piedmont Wealth Management must collect certain personally identifiable financial information about its clients to ensure that it offers the highest quality financial planning and investment management services. The personally identifiable financial information which we gather during the normal course of doing business with you may include:

information we receive from you on applications or other forms;
information about your transactions with us, our affiliates, or others;
information collected through an Internet “cookie” (an information collecting device from a web server); and
information we receive from a consumer.

INFORMATION WE DISCLOSE

We do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law. We do not disclose your personal information to any third party for the purpose of allowing that party to market other products to you. In accordance with Section 248.13 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain nonaffiliated third parties such as attorneys, accountants, auditors and persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with all nonaffiliated third parties that prohibit such third parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.

WHAT YOU CAN DO

For your protection, we recommend that you keep your account information and log in credentials confidential. If you become aware of any suspicious activity related to your accounts, please contact us immediately in accordance with the “Contacting Us” section below.

HOW YOU CAN ACCESS, CHANGE OR SUPPRESS YOUR PERSONAL DATA

If you would like to review, correct, update, suppress, restrict or delete Personal Data that you have previously provided to us, or if you would like to receive an electronic copy of your Personal Data for purposes of transmitting it to another company (to the extent this right to data portability is provided to you by law), you can contact us in accordance with the “Contacting Us” section below. In your request, please make clear what Personal Data you would like to have changed, whether you would like to have your Personal Data suppressed from our database, or other limitations you would like to put on our use of your Personal Data. For your protection, we only fulfill requests for the Personal Data associated with the particular email address that you use to send us your request, and we may need to verify your identity before fulfilling your request. We will try to comply with your request as soon as reasonably practicable. Please note that we often need to retain certain data for recordkeeping purposes to fulfill our legal obligations to which we are subject. Therefore, federal and/or state securities laws require us to keep records for a certain period of time before we can delete them.

WE WILL KEEP YOU INFORMED

As required by state law, we will notify you of our Privacy Policy annually in writing. If our Privacy Policy is expected to change, we will notify you in advance. Your custodian has provided a copy of their Privacy Policy to you in a separate mailing. You may lodge a complaint with a data protection authority for your country or region or where an alleged infringement of applicable data protection laws occurs at https://edpb.europa.eu/about-edpb/board/members_en.

Piedmont Wealth Management

131 W. Davis Street

Culpeper, VA 22701

540-317-5372

April 8, 2022